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Wealth Management Compliance Professionals

Resources & Associations

Visit the ABA’s Web site for job listings and information on continuing education, its Wealth Management & Trust Conference, and the banking industry.
American Bankers Association (ABA)
1120 Connecticut Avenue, NW
Washington, DC, 20036-3902
Tel: (800) 226-5377
https://www.aba.com

American Bar Association
321 North Clark Street
Chicago, IL, 60654
Tel: (800) 285-2221
Tel 2: (312) 988-5000
Email: Service@americanbar.org
https://www.americanbar.org

For information on membership and continuing education, contact
International Compliance Association
Email: membership@int-comp.org
https://www.int-comp.org

For information on certification and continuing education, contact
Regulatory Compliance Association
Tel: (800) 306-6133
https://www.rcaonline.org

For information on education and careers and its Compliance and Legal Society, contact
Securities Industry and Financial Markets Association
120 Broadway, 35th Floor
New York, NY, 10271-3599
Tel: (212) 313-1200
Email: inquiry@sifma.org
https://www.sifma.org

For information on certification and membership, contact
Society of Corporate Compliance and Ethics
6500 Barrie Rd., Ste 250
Minneapolis, MN, 55435
Tel: (888) 277-4977
Tel 2: (952) 933-4977
Email: HelpTeam@corporatecompliance.org
https://www.corporatecompliance.org

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