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Wealth Management Compliance Professionals

Resources & Associations

Visit the ABA’s Web site for job listings and information on continuing education, its Wealth Management & Trust Conference, and the banking industry.
American Bankers Association (ABA)
1333 New Hampshire Ave., NW
Washington, DC, 20036-1511
Tel: (800) 226-5377
https://www.aba.com

The American Bar Association provides advocacy, industry standards, events, publications, and other resources.
American Bar Association (ABA)
321 North Clark Street
Chicago, IL, 60654-4714
Tel: (800) 285-2221
Tel 2: (312) 988-5000
Email: Service@americanbar.org
https://www.americanbar.org

For information on membership and continuing education, visit the ICA's Web site.
International Compliance Association (ICA)
https://www.int-comp.org

For information on education and careers and its Compliance and Legal Society, contact SIFMA.
Securities Industry and Financial Markets Association (SIFMA)
140 Broadway, 35th Floor
New York, NY, 10005-1133
Tel: (212) 313-1200
Email: inquiry@sifma.org
https://www.sifma.org

For information on certification and membership, contact the SCCE.
Society of Corporate Compliance and Ethics (SCCE)
6462 City West Pkwy.
Eden Prairie, MN, 55344-3245
Tel: (888) 277-4977
Tel 2: (952) 933-4977
Email: HelpTeam@corporatecompliance.org
https://www.corporatecompliance.org

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