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Hedge Fund Compliance Professionals

Experience, Skills, and Personality Traits

To be eligible for top-level positions, you’ll need five to 10 years of experience within an asset management environment (ideally with a compliance focus). Many hedge fund managers prefer to hire compliance professionals with law degrees. Some employers also seek executive-level candidates with regulatory experience at the Financial Industry Regulatory Authority, Securities & Exchange Commission, or other regulatory bodies. Analysts must have prior experience (internship, co-op, work) within an asset management environment.

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