Certification or Licensing
Compliance managers may receive voluntary certification to expand their knowledge and skills and show employers that they have achieved a certain level of competency in their profession.
The International Association of Risk and Compliance Professionals offers certification programs for the following designations: certified risk and compliance management professional, certified information systems risk and compliance professional, certified risk and compliance management professional in insurance and reinsurance, and certified cyber (governance risk and compliance) professional.
The Financial Industry Regulatory Authority (FINRA) Institute at Georgetown offers the certified regulatory and compliance professional program for business and compliance professionals, practicing attorneys, and foreign, federal, and state securities regulators.
The Compliance Certification Board offers certification programs for compliance professionals in various industries and specialty areas.
The Association of Insurance Compliance Professionals offers the accredited insurance compliance professional designation.
- Accountants
- Arbitrators
- Assessors and Appraisers
- Audit and Assurance Accountants
- Auditors
- Automatic Teller Machine Servicers
- Automotive Dealership Owners
- Bank Branch Managers
- Bank Examiners
- Billing Clerks
- Bookkeeping and Accounting Clerks
- Budget Analysts
- Business Continuity Planners
- Business Development Managers and Directors
- Business Intelligence Analysts
- Business Managers
- Buyers
- Chief Customer Officers
- Chief Executive Officers
- Chief Financial Officers
- Chief Information Officers
- Chief Information Security Officers
- Chief Restructuring Officers
- Chief Revenue Officers
- Chief Robotics Officer
- Chief Sustainability Officers
- Chief Trust Officers
- Client Services Managers
- Collection Workers
- Commodities Brokers
- Community Health Program Coordinators
- Continuous Improvement Managers
- Corporate Climate Strategists
- Corporate Community Relations Directors
- Corporate Lawyers
- Corporate Librarians
- Cost Estimators
- Credit Analysts
- Cultural Advisers
- Customer Service Directors
- Customer Service Representatives
- Customer Success Managers
- Customs Brokers
- Data Entry Clerks
- Decision Scientists
- Digital Workplace Experience Engineers
- Directors of Corporate Sponsorship
- Directors of Security
- Document Management Specialists
- Economists
- Entrepreneurs
- Ethical Sourcing Officer
- Event Planners
- Executive Recruiters
- Fashion Models' Agents
- Financial Analysts
- Financial Consultants
- Financial Institution Officers and Managers
- Financial Institution Tellers, Clerks, and Related Workers
- Financial Planners
- Financial Quantitative Analysts
- Financial Services Brokers
- Forensic Accountants and Auditors
- Franchise Owners
- Fraud Examiners, Investigators, and Analysts
- Health Care Managers
- Health Club Owners and Managers
- Health Data Analysts
- Human Resources Managers
- Information Assurance Analysts
- Information Security Analysts
- Information Technology Infrastructure Engineers
- Internet Consultants
- Internet Executives
- Internet Security Specialists
- Internet Store Managers and Entrepreneurs
- Internet Transaction Specialists
- Investment Bankers
- Investment Banking Analysts
- Investment Banking Associates
- Investment Banking Sales Brokers
- Investment Banking Traders
- Investment Fund Managers
- Investment Professionals
- Investment Underwriters
- Labor Union Business Agents
- Legal Operations Specialists
- Loan Processors
- Loan Underwriters
- Loss Prevention Managers
- Management Analysts and Consultants
- Mergers and Acquisitions Attorneys
- Mobile Software Developers
- Mortgage Bankers
- Office Administrators
- Payroll Directors
- Private Bankers
- Product Designers
- Professional Organizers
- Project Managers
- Proposal Managers
- Purchasing Agents
- Receptionists
- Regulatory Affairs Managers
- Regulatory Affairs Specialists
- Retirement Planners
- Sales Managers
- Sales Representatives
- Secretaries
- Software Application Developers
- Space Tourism Managers
- Statisticians
- Stenographers
- Strategy Managers
- Tax Managers
- Temporary Workers
- Traffic Managers
- Typists and Word Processors
- User Experience Designers
- Workplace Diversity Experts
