Skip to Main Content

Financial Services Brokers

Resources & Associations

For information on certification information, contact
CFA Institute
915 East High Street
Charlottesville, VA, 22902-4819
Tel: (800) 247-8132
Tel 2: (434) 951-5499
http://www.cfainstitute.org

Visit the society's Web site for information on membership for college students and scholarships for graduate students.
CFA Society New York
1540 Broadway, Suite 1010
New York, NY, 10036-2714
Tel: (212) 541-4530
Fax: (212) 541-4677
https://www.cfany.org

For information on continuing education, visit
Chartered Alternative Investment Analyst Association (CAIA)
Tel: (413) 253-7373
https://caia.org

For information on industry regulation, contact
Financial Industry Regulatory Authority (FINRA)
1700 K Street, NW
Washington, DC, 20006-3817
Tel: (301) 590-6500
http://www.finra.org

For information on continuing education, contact
Investments & Wealth Institute
5619 DTC Parkway, Suite 600
Greenwood Village, CO, 80111-3044
Tel: (303) 770-3377
Fax: (303) 770-1812
https://investmentsandwealth.org

To learn more about investing, the securities industry, and industry issues, contact
Securities Industry and Financial Markets Association (SIFMA)
140 Broadway, 35th Floor
New York, NY, 10005-1133
Tel: (212) 313-1200
Email: inquiry@sifma.org
http://www.sifma.org

Related Professions